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  • Arrest or Conviction

Arrest or Conviction Policy

Policy Information

Policy Number: 04.15
Issued Date: 07/01/2006

Related Links

  • Standards of Conduct
  • Dispute Resolution
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  • Criminal Drug Conviction

Policy Statement

Any staff member who is arrested for a misdemeanor or felony must notify his or her supervisor of such arrest no later than seven calendar days after the arrest. If a staff member is convicted of a misdemeanor or felony while employed at Duke, he or she must inform a supervisor of such conviction (including pleas of guilty and nolo contendre) no later than seven calendar days after the conviction.

Policy Details

Corrective Action

The arrest of a staff member - whether on or off campus - may result in corrective action. Corrective action depends upon a review of all factors involved - including whether or not the staff member’s action was work-related, the nature and severity of the act, or any resultant circumstances that adversely affect the staff member's attendance. Such corrective actions may include termination. Any corrective action taken must be in consultation with an entity or department HR representative and the director of Staff and Labor Relations.

If a staff member is convicted of a criminal offense while employed at Duke, he or she may be terminated and, if terminated, may be ineligible for rehire. The ultimate disposition of the issue will depend upon the nature of the offense and the staff member’s work duties. Any corrective action taken must be supported by available information coming from witnesses, police, or court records. All actions taken under this policy should be in consultation with the entity or departmental Human Resources representative and the Director of Staff and Labor Relations.

Notification of Supervisor

Any staff member who is arrested for a misdemeanor or felony shall notify his or her supervisor of such arrest no later than seven calendar days after the arrest. Any staff member on a leave of absence (where there is a job guarantee) must report any arrest (for a misdemeanor or felony) and any subsequent disposition(s) - including conviction(s) - to his/her supervisor prior to returning to work. In the case of a leave in which there is no job guarantee, the staff member must inform the hiring supervisor prior to accepting the hiring offer.

If a staff member is convicted of a misdemeanor or felony while employed at Duke, he or she must inform a supervisor of such conviction (including pleas of guilty and nolo contendre) no later than seven calendar days after the conviction. Failure to inform the supervisor within the designated time period subjects the staff member to corrective actions up to and including termination.

A staff member’s failure to report an arrest or a conviction (for a misdemeanor or felony) within the specified time period may result in immediate termination.

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Human Resources

Duke Human Resources
705 Broad St. Box 90496
Durham, NC 27705
Phone: (919) 684-5600
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